Steve is the firm’s COO and Chief Compliance Officer and serves as the firm’s General Counsel. Steve joined the firm in August 2005. Prior to CRM, he worked at K&L Gates and Proskauer. Steve also has served as Senior Counsel at the U.S Securities and Exchange Commission and is an adjunct professor at the Benjamin N. Cardozo School of Law. Steve is a past President of the Association for Conflict Resolution of Greater New York and is a past President of the Old Westbury Hebrew Congregation, and former Chairman of the Board. Steve has received a BA from Brandeis University and earned his JD from the Cardozo School of Law.
Stephen joined the firm in December 2018 and assists with all legal, compliance and regulatory matters at CRM, including managed accounts, registered and unregistered funds, and compliance administration. Prior to CRM, he worked at Oppenheimer Funds. Stephen has received a BBA from Hofstra University and earned his JD from New York Law School. Stephen is a Registered Representative of ALPS Distributors, Inc.